# SophiaClaw Performance Requirements **Version:** 2.0.0 **Classification:** Public (Open Source) **Last Updated:** 2026-03-11 --- ## 1. Executive Summary This document defines the performance requirements for SophiaClaw, a local-first AI governance and agent orchestration platform. These requirements ensure the system delivers responsive, efficient, and scalable performance across all deployment scenarios. ### 1.1 Performance Philosophy SophiaClaw performance is guided by these principles: 1. **Local-First Speed**: Leverage local resources for minimal latency 2. **Graceful Degradation**: Maintain functionality under load 3. **Measurable Targets**: Define and monitor clear performance metrics 4. **Resource Efficiency**: Minimize CPU, memory, and network usage ### 1.2 Performance Budget | Metric | Budget | Criticality | | --------------------- | ----------- | ----------- | | Gateway startup | <5 seconds | P0 | | Simple message (p50) | <2 seconds | P0 | | Complex message (p95) | <10 seconds | P1 | | Policy evaluation | <100ms | P0 | | Gate check | <200ms | P0 | | Memory baseline | <500MB | P1 | | CPU idle | <5% | P2 | --- ## 2. Latency Requirements ### 2.1 Gateway Latency | ID | Requirement | Priority | Target | Measurement | | -------- | ---------------------------------- | -------- | -------------------------- | ---------------------------- | | PERF-001 | Gateway startup time (cold) | P0 | <5 seconds | Process start to listening | | PERF-002 | Gateway startup time (warm) | P1 | <2 seconds | Cached dependencies | | PERF-003 | WebSocket connection establishment | P0 | <500ms (p50), <1s (p95) | TCP connect to auth complete | | PERF-004 | WebSocket message round-trip | P0 | <100ms (p50), <300ms (p95) | Send to receive ACK | | PERF-005 | HTTP API response time | P0 | <200ms (p50), <500ms (p95) | Request to response | | PERF-006 | Heartbeat processing | P1 | <50ms | Ping to pong | | PERF-007 | Graceful shutdown time | P2 | <10 seconds | Signal to exit | ### 2.2 Message Processing Latency | ID | Requirement | Priority | Target | Notes | | -------- | -------------------------------- | -------- | --------------------------------- | ---------------------- | | PERF-011 | Simple message processing (p50) | P0 | <2 seconds | Greeting, simple query | | PERF-012 | Simple message processing (p95) | P0 | <4 seconds | 95th percentile | | PERF-013 | Simple message processing (p99) | P1 | <8 seconds | 99th percentile | | PERF-014 | Complex message processing (p50) | P1 | <5 seconds | Multi-step reasoning | | PERF-015 | Complex message processing (p95) | P1 | <10 seconds | Tool loops, research | | PERF-016 | Complex message processing (p99) | P2 | <20 seconds | Outlier handling | | PERF-017 | Tool execution overhead | P0 | <100ms | Excluding tool runtime | | PERF-018 | Context retrieval time | P1 | <50ms (cached), <200ms (uncached) | Memory fetch | ### 2.3 Governance Latency | ID | Requirement | Priority | Target | Notes | | -------- | ------------------------------ | -------- | ------------ | --------------------- | | PERF-021 | Intent capture and structuring | P0 | <100ms | Rule-based extraction | | PERF-022 | Policy evaluation | P0 | <100ms (p95) | All policies checked | | PERF-023 | Gate check execution | P0 | <200ms (p95) | All gates checked | | PERF-024 | Conflict detection | P1 | <50ms | Claim matching | | PERF-025 | Bulletin event write | P1 | <50ms (p95) | SQLite insert | | PERF-026 | Audit log query | P1 | <500ms | Last 100 events | | PERF-027 | Intent correction UI latency | P2 | <100ms | User interaction | ### 2.4 Channel Latency | ID | Requirement | Priority | Target | Channel | | -------- | ----------------------------------- | -------- | -------------------------- | ---------------------- | | PERF-031 | Telegram message delivery | P0 | <1s (p50), <3s (p95) | Bot API polling | | PERF-032 | Discord message delivery | P0 | <500ms (p50), <1s (p95) | WebSocket | | PERF-033 | Slack message delivery | P0 | <500ms (p50), <2s (p95) | WebSocket | | PERF-034 | WhatsApp message delivery | P1 | <2s (p50), <5s (p95) | Puppeteer-based | | PERF-035 | Web interface message delivery | P0 | <200ms (p50), <500ms (p95) | WebSocket | | PERF-036 | Channel fan-out (multiple channels) | P1 | <1s additional | Per additional channel | ### 2.5 Tool Execution Latency | Tool Category | Typical Range | Timeout | Notes | | ----------------------- | ------------- | ------- | ------------------------ | | File read (local) | <10ms | 5s | SSD, <1MB | | File write (local) | <20ms | 5s | SSD, <1MB | | File search | <100ms | 30s | Recursive, limited depth | | Shell command (simple) | <500ms | 60s | Git, npm operations | | Shell command (complex) | <5s | 60s | Build processes | | Web fetch | <1s | 30s | HTTP GET, small response | | Browser automation | <10s | 120s | Puppeteer page load | | Database query | <50ms | 10s | SQLite local | | Vector search | <100ms | 5s | In-memory embeddings | | LLM API call | <2s | 60s | Network dependent | --- ## 3. Memory Usage Requirements ### 3.1 Baseline Memory | ID | Requirement | Priority | Target | Conditions | | -------- | ------------------------------------- | -------- | ----------------- | ----------------------- | | PERF-101 | Gateway baseline memory (idle) | P0 | <500MB | No active sessions | | PERF-102 | Gateway baseline memory (10 sessions) | P1 | <800MB | Active conversations | | PERF-103 | Gateway baseline memory (50 sessions) | P2 | <1.5GB | High load | | PERF-104 | Channel handler overhead | P1 | <50MB per channel | Telegram, Discord, etc. | | PERF-105 | SQLite database memory | P1 | <100MB | With indexes | | PERF-106 | Cache memory usage | P2 | <200MB | LRU eviction | ### 3.2 Per-Session Memory | Component | Memory per Session | Notes | | --------------------- | ---------------------- | ------------------------- | | Session context | ~100KB | Sliding window, 4K tokens | | Message history | ~50KB per 100 messages | Compressed | | Tool state | ~10KB | Active tools | | Governance state | ~5KB | Intent, policies, claims | | **Total per session** | **~200KB base** | Excluding LLM context | ### 3.3 Memory Management | ID | Requirement | Priority | Implementation | | -------- | --------------------------------------------- | -------- | ---------------------- | | PERF-111 | Implement LRU eviction for session cache | P0 | Prevent OOM | | PERF-112 | Auto-compact sessions exceeding 1000 messages | P1 | Memory efficiency | | PERF-113 | Clear tool execution memory after completion | P0 | Leak prevention | | PERF-114 | Monitor heap usage and trigger GC when needed | P1 | Proactive | | PERF-115 | Support configurable memory limits | P1 | Deployment flexibility | | PERF-116 | Implement memory leak detection in tests | P0 | Quality assurance | ### 3.4 Memory Limits | Deployment | Min Memory | Recommended | Max Configured | | ------------ | ---------- | ----------- | -------------- | | Development | 2GB | 4GB | 8GB | | Personal | 4GB | 8GB | 16GB | | Team Gateway | 8GB | 16GB | 32GB | | Production | 16GB | 32GB | 64GB+ | --- ## 4. CPU Usage Requirements ### 4.1 Baseline CPU | ID | Requirement | Priority | Target | Conditions | | -------- | ------------------------- | -------- | ------ | -------------------- | | PERF-201 | Gateway idle CPU usage | P0 | <5% | Single core, no load | | PERF-202 | Gateway CPU (10 msg/sec) | P1 | <25% | Sustained load | | PERF-203 | Gateway CPU (50 msg/sec) | P2 | <60% | High load | | PERF-204 | Channel polling overhead | P1 | <10% | Telegram polling | | PERF-205 | Policy evaluation CPU | P1 | <5% | Per evaluation | | PERF-206 | Encryption/decryption CPU | P1 | <10% | Credential access | ### 4.2 CPU Optimization | ID | Requirement | Priority | Implementation | | -------- | ------------------------------------------------ | -------- | ------------------- | | PERF-211 | Use async I/O for all blocking operations | P0 | Non-blocking | | PERF-212 | Implement worker threads for CPU-intensive tasks | P1 | Parallel processing | | PERF-213 | Batch policy evaluations when possible | P2 | Efficiency | | PERF-214 | Cache LLM responses to reduce API calls | P1 | Deduplication | | PERF-215 | Debounce rapid policy checks | P2 | Reduce redundancy | ### 4.3 Tool Execution CPU | Tool Category | Typical CPU | Peak CPU | Notes | | --------------- | ----------- | -------- | --------------------- | | File operations | <5% | <20% | Brief spikes | | Shell commands | Variable | 100% | External process | | Web scraping | <10% | <50% | Puppeteer overhead | | LLM calls | <5% | <10% | Network wait | | Vector search | <20% | <50% | Embedding computation | --- ## 5. Storage Requirements ### 5.1 Disk Space | ID | Requirement | Priority | Target | Notes | | -------- | ----------------------------- | -------- | ------ | --------------------- | | PERF-301 | Installation size | P0 | <500MB | Dependencies included | | PERF-302 | Workspace minimum | P0 | 10GB | Configurable | | PERF-303 | Session storage (per day) | P1 | ~100MB | Active user | | PERF-304 | Audit log storage (per month) | P1 | ~500MB | Default retention | | PERF-305 | Cache maximum | P1 | 2GB | LRU eviction | | PERF-306 | Database maximum | P2 | 5GB | Auto-vacuum | ### 5.2 Storage Layout ``` ~/.sophiaclaw/ ├── config.yaml # ~1KB ├── credentials/ # ~100KB (encrypted) ├── sessions/ # ~3GB/month │ └── [agent-id]/ │ └── [session-id].jsonl ├── workspace/ # 10GB default │ ├── projects/ │ ├── temp/ │ └── cache/ ├── memory/ # ~500MB │ ├── facts.db │ └── knowledge/ └── logs/ # ~1GB/month ├── gateway.log ├── security.log └── audit.log ``` ### 5.3 I/O Performance | ID | Requirement | Priority | Target | Notes | | -------- | ----------------------- | -------- | ------------ | --------------- | | PERF-311 | Session write latency | P0 | <10ms (p95) | Append-only | | PERF-312 | Session read latency | P0 | <50ms (p95) | Indexed lookup | | PERF-313 | Audit log write latency | P1 | <50ms (p95) | Batched | | PERF-314 | Database query latency | P1 | <100ms (p95) | Indexed queries | | PERF-315 | File read throughput | P2 | >100MB/s | SSD | | PERF-316 | File write throughput | P2 | >50MB/s | SSD | ### 5.4 Storage Optimization | ID | Requirement | Priority | Implementation | | -------- | ---------------------------------- | -------- | ------------------------ | | PERF-321 | Compress old sessions (>7 days) | P1 | Gzip compression | | PERF-322 | Auto-vacuum SQLite database weekly | P1 | Space reclamation | | PERF-323 | Rotate logs daily | P0 | Prevent unbounded growth | | PERF-324 | Delete temporary files on exit | P0 | Cleanup | | PERF-325 | Implement storage quotas | P1 | Configurable limits | | PERF-326 | Warn at 80% quota utilization | P1 | User notification | --- ## 6. Network Requirements ### 6.1 Bandwidth | ID | Requirement | Priority | Target | Notes | | -------- | --------------------------- | -------- | -------------- | --------------------- | | PERF-401 | Outbound bandwidth (idle) | P0 | <1KB/s | Heartbeat only | | PERF-402 | Outbound bandwidth (active) | P1 | <100KB/s | Normal usage | | PERF-403 | Outbound bandwidth (peak) | P2 | <1MB/s | LLM API, file uploads | | PERF-404 | Inbound bandwidth (idle) | P0 | <1KB/s | Polling | | PERF-405 | Inbound bandwidth (active) | P1 | ~50KB/s | Messages, responses | | PERF-406 | WebSocket message size | P1 | <100KB average | Typical payload | ### 6.2 Connection Management | ID | Requirement | Priority | Implementation | | -------- | ------------------------------------------ | -------- | ------------------- | | PERF-411 | Implement connection pooling for HTTP | P1 | Reuse connections | | PERF-412 | Support HTTP/2 for multiplexing | P2 | Efficiency | | PERF-413 | Implement exponential backoff on reconnect | P0 | Resilience | | PERF-414 | Limit concurrent connections to 100 | P1 | Resource protection | | PERF-415 | Close idle connections after 5 minutes | P1 | Cleanup | | PERF-416 | Support connection keepalive | P0 | Prevent timeout | ### 6.3 Network Resilience | Metric | Target | Notes | | ------------------------------- | ------------- | ------------------- | | Reconnection time (fast) | <1s | Transient failure | | Reconnection time (slow) | <30s | Network down | | Message queue during disconnect | 1000 messages | Buffer | | Message loss tolerance | 0% | Guaranteed delivery | --- ## 7. Scalability Requirements ### 7.1 Vertical Scaling | Resource | Minimum | Baseline | Maximum Tested | | --------- | ------- | -------- | -------------- | | CPU cores | 2 | 4 | 32 | | Memory | 4GB | 8GB | 64GB | | Network | 10Mbps | 100Mbps | 1Gbps | | Disk IOPS | 1000 | 5000 | 50000 | ### 7.2 Horizontal Scaling Targets | Metric | Single Instance | Future (Federation) | | ---------------------- | --------------- | ------------------- | | Concurrent connections | 1000 | 10,000+ | | Active sessions | 50 | 500+ | | Messages/second | 100 | 1000+ | | Channels connected | 10 | 50+ | ### 7.3 Concurrency | ID | Requirement | Priority | Target | | -------- | -------------------------------- | -------- | ------ | | PERF-501 | Concurrent WebSocket connections | P1 | 1000+ | | PERF-502 | Concurrent active sessions | P1 | 50+ | | PERF-503 | Concurrent tool executions | P1 | 20+ | | PERF-504 | Concurrent policy evaluations | P1 | 100+ | | PERF-505 | Concurrent database writes | P1 | 50+ | ### 7.4 Load Characteristics | Load Type | Description | Expected Load | | --------- | -------------------------------- | ----------------------- | | Idle | No active sessions, polling only | ~5% CPU, <500MB memory | | Light | 1-5 messages/minute | ~10% CPU, ~600MB memory | | Moderate | 10-20 messages/minute | ~25% CPU, ~800MB memory | | Heavy | 50+ messages/minute | ~60% CPU, ~1.5GB memory | | Peak | 100+ messages/minute | ~80% CPU, ~2GB memory | --- ## 8. Performance Testing ### 8.1 Benchmark Requirements | ID | Requirement | Priority | Notes | | -------- | -------------------------------------------- | -------- | ----------------------- | | PERF-601 | Implement microbenchmarks for core functions | P0 | Policy eval, gate check | | PERF-602 | Implement load tests for gateway | P0 | WebSocket server | | PERF-603 | Implement stress tests for memory | P0 | Leak detection | | PERF-604 | Implement endurance tests (24h+) | P1 | Long-running stability | | PERF-605 | Implement scale tests (max load) | P1 | Breaking point | ### 8.2 Performance Test Scenarios | Scenario | Description | Target | | ------------------ | ------------------------------ | ----------------- | | Startup benchmark | Cold and warm startup | <5s cold | | Message throughput | Messages processed per second | 100+ msg/s | | Policy evaluation | Policies evaluated per second | 1000+ eval/s | | Session endurance | Continuous operation | 24h+ stable | | Memory stress | Memory under sustained load | No leaks | | Connection storm | Rapid connection/disconnection | Graceful handling | ### 8.3 Performance Monitoring | ID | Requirement | Priority | Implementation | | -------- | ------------------------------------ | -------- | --------------------- | | PERF-611 | Expose metrics endpoint | P1 | Prometheus-compatible | | PERF-612 | Log performance metrics periodically | P1 | Every 5 minutes | | PERF-613 | Alert on performance degradation | P2 | Threshold-based | | PERF-614 | Provide performance dashboard | P2 | Web UI | | PERF-615 | Support distributed tracing | P3 | OpenTelemetry | ### 8.4 Key Performance Indicators (KPIs) | KPI | Target | Measurement | | ---------------------- | -------- | ---------------- | | Message latency (p50) | <2s | Simple messages | | Message latency (p95) | <10s | Complex messages | | Policy evaluation time | <100ms | p95 | | Gateway uptime | >99.5% | Monthly | | Memory growth rate | <1%/hour | Idle | | Error rate | <0.1% | All operations | --- ## 9. Performance Optimization Guidelines ### 9.1 Code-Level Optimizations | Technique | 适用场景 | Impact | | ------------------- | ------------------------------- | --------------------- | | Async/await for I/O | All file, network, DB ops | Prevent blocking | | LRU caching | Session context, policy results | Reduce redundant work | | Batch operations | Database writes, log appends | Reduce I/O | | Lazy loading | Large resources, tools | Faster startup | | Memoization | Pure functions, computations | CPU reduction | | Streaming | Large file transfers | Memory efficiency | ### 9.2 Configuration Tuning | Parameter | Default | Tuning Guidance | | ------------------------------------- | ------- | --------------------------------- | | `NODE_OPTIONS="--max-old-space-size"` | 4096 | Increase for heavy load | | `UV_THREADPOOL_SIZE` | 4 | Increase for I/O-bound workloads | | WebSocket heartbeat interval | 30s | Decrease for faster detection | | Session cache size | 100 | Increase for more active sessions | | Policy cache size | 1000 | Increase for complex policies | ### 9.3 Resource Limits | Resource | Soft Limit | Hard Limit | Action on Exceed | | ------------------- | ---------- | ---------- | ---------------- | | Memory | 4GB | 8GB | Warning, then GC | | CPU | 80% | 100% | Throttle | | File descriptors | 1024 | 4096 | Error | | Concurrent sessions | 100 | 200 | Reject new | | Disk usage | 80% quota | 100% quota | Warn, then block | --- ## 10. Performance Regression Prevention ### 10.1 CI/CD Integration | ID | Requirement | Priority | Implementation | | -------- | ---------------------------------- | -------- | ------------------ | | PERF-701 | Run benchmarks on every PR | P0 | GitHub Actions | | PERF-702 | Fail PR on >10% regression | P0 | Quality gate | | PERF-703 | Track performance trends over time | P1 | Historical data | | PERF-704 | Compare against baseline release | P1 | Version comparison | ### 10.2 Performance Budget Enforcement | Metric | Budget | CI Check | | ---------------- | ------ | ---------------- | | Bundle size | <50MB | Fail if exceeded | | Startup time | <5s | Warn if >4s | | Memory baseline | <500MB | Warn if >450MB | | Lighthouse score | >90 | Fail if <85 | --- ## 11. Related Documents - [System Requirements](./SYSTEM_REQUIREMENTS.md) - [Governance Requirements](./GOVERNANCE_REQUIREMENTS.md) - [Security Requirements](./SECURITY_REQUIREMENTS.md) - [System Architecture](../architecture.md) - [Testing Guide](../testing.md) --- ## 12. Performance Acceptance Criteria ### 12.1 Pre-Release Checklist - [ ] All P0 performance requirements met - [ ] No memory leaks detected in 24h endurance test - [ ] Benchmarks documented and baseline established - [ ] Performance tests in CI/CD pipeline - [ ] Monitoring endpoints functional ### 12.2 Performance Sign-Off | Role | Responsibility | Sign-off | | ---------------- | ------------------------ | ----------- | | Engineering Lead | Review all metrics | Required | | QA Lead | Verify test coverage | Required | | DevOps Lead | Validate monitoring | Required | | Security Lead | Review security overhead | Recommended | ---

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